Yunnan
/ History / Early Chinese History
After Kublai
Khan's Mongols conquered the Kingdom of Nanchao, the
history of Yunnan became part of overall Chinese
history.
In order to
understand Yunnan's history as part of Chinese history
in general, it is necessary to look at Chinese history
right from the beginning.
The Chinese
claim that their history started with the Xia Dynasty
over a period of roughly 500 years, from 2200 to 1700
BC . It was followed by the Shang Dynasty 1700
to 1100 BC. However, there are no written records, and
few archaeological finds, verifying largely mythological claims
about these two dynasties.
Much more
detail is known about the third Chinese Dynasty, named Zhou,
lasting until 221 BC. The Zhou Dynasty gave birth
to the two most important Chinese philosophies / religions, Confucianism
and Taoism. Confucius lived from 551 to 479
BC, and he set the standards for Chinese social life at least
until 1911 when the last Chinese emperor was toppled, and some
argue, Confucius' teachings are the most important factor in the
Chinese social order until today, despite mainland China being
a communist state since 1949.
The founder
of Taoism was the Chinese monk Laozi. While Confucianism
isn't a religion in the way that it would deal with God or gods,
and not even with the supernatural, Taoism is much concerned
with mystical affairs.
While the
Zhou Dynasty had been split into various regional centers,
all the Chinese were, for the first time, united under the Qin
Dynasty. The Qin Dynasty, however, lasted only for
14 years, the reign of emperor Qin Shihuang. While Qin
Shihuang is on the record as a particularly cruel ruler, he
is also credited with introducing an administrative system which
remained in place for more than 2000 years. Principle features
of this administrative system are a strong central rule and a
system of provinces, governed by administrators appointed by the
center. Even communist China still follows this model.
After Qin
Shihuang's death, his son Liu became emperor. However, emperor
Liu was not a capable leader, and soon, an army, commanded
by the commoner Liu Bang, marched into the imperial capital and
toppled the Qin Dynasty.
Liu Bang
declared himself the new emperor and thus founded the Han Dynasty.
Liu Bang's offspring had more talent hanging onto power, and the
Han Dynasty lasted for more than 400 years, from
206 BC to 220 AD. The Han Dynasty was never
as strictly organized as the Qin Dynasty, and furthermore,
it fell prone to corruption and general tendencies of disintegration.
Consequently, after the last Han emperor abdicated in 220 AD,
China first divided into three independent kingdoms, the
Wei, the Wu, and Shu Han. The Three Kingdoms
Period lasted until 589 AD. It wasn't really a period
of just three kingdoms but an era of internal turmoil, with many
short-lived dynasties and shifting centers of power.
China became
united again, and ruled by a single dynasty, when the Western
Wei general Sui conquered much of Southern China, but did
so, not for the glory of his Western Wei Dynasty but to
establish himself as the new emperor of China.
The Sui
Dynasty lasted only until 618 AD but had a profound
impact on the development of the Chinese society. Among the major
achievements of the Sui Dynasty were a legal reform and
the construction of the Grand Canal, providing a north-south
waterway through China, while all major rivers flow in east-west
direction.
No success
at all, however, were the Sui Dynasty's three military
excursions into the Korean peninsula, undertaken during
the reign of Sui's son, Yangdi. When Yangdi's army was defeated
for the third time, the emperor was assassinated by one of his
advisors. Yangdi's general Li Yuan, based at the
border garrison of Taiyuan, took the opportunity to grab the throne
for himself, establishing the Tang Dynasty.
The Tang
Dynasty lasted from 618 AD until 907 AD and
is widely regarded as one of the most glorious times in Chinese
history. Early during the Tang Dynasty, the Chinese administrative
system was further developed. The provinces, governed by centrally
appointed administrators, were further divided into some 300 prefectures
and 1500 counties.
The later
Tang Dynasty saw an exceptional blossoming of culture,
arts, science and religion, as well as a previously unknown internationalization
of China, with foreign merchants bringing in not only goods for
trade but also new schools of thought.
Politically,
however, the Tang Dynasty declined. In the west, Tibetan
armies ransacked Tang garrisons, and in Yunnan, the Thai kingdom
of Nanchao attempted expansion into Sichuan. With
Tang Dynasty's political and military power eroded, the Chinese
heartland became more and more ruled by bandit groups. Finally,
in 907 AD, outlaws under the leadership of Huang Zhao
stormed the Tang Dynasty's capital and thus brought it
to an end.
During the
following half century, local warlords fought against each other
for dominance over territory, as well as extended political power.
Though one would believe a country with a rich and long history
would have an elaborate system of legitimization of political
power, this matter has actually always been quite simple
in China.
In medieval
Europe, political power had to be legitimized by elaborate rules
of descent, often also by an appointment through the religious
hierarchy. To justly claim a throne, one had to be a heir
to it. Otherwise, history would judge a ruler as usurper.
In China,
as in many other Asian countries, legitimization of political
power largely rested in holding it. A farmer,
even a bandit, could assemble an army, conquer a capital, install
himself as king or emperor, and expect his subjects to accept
the fait accompli without discussing whether
the new king or emperor had a just claim to sit on the throne.
In traditional
Chinese thinking, if a new ruler succeeds to stay in power, this
alone already proves that he has a so-called Mandate of
Heaven to be the new emperor. If a ruler, or a dynasty,
for that matter, is toppled, this proves that a ruler did not
have a Mandate of Heaven, or that a dynasty's Mandate of
Heaven has run out.
While the
Chinese system sounds practical, one of the consequences has always
been, that a large pool of individuals have always
wanted to give it a try. As generals never had to worry whether
the Chinese populace would accept them as legitimate rulers once
they were in power, Chinese history is full of examples of generals
toppling kings and emperors. Leaders of popular rebellions, too,
were often not contented with fighting against social injustice
but were, if their rebellions were successful, also tempted to
aim for permanent political power, and to establish their own
dynasties. Even foreign invaders could take over
the Chinese court and establish themselves as emperors. Two of
the major Chinese dynasties were not ethnically Chinese, the Mongol
Yuan Dynasty and the Manchu Qing Dynasty.
After the
demise of the Tang Dynasty in 907 AD, regional rulers,
disloyal generals, high palace officials, and even leaders of
bandit groups were engaged in more or less constant wars against
each other.
In 959,
Zhao Kuangyin, the leader of the palace guards of a regional
dynasty, grabed power from a 7-year-old head of state. In the
following years, Zhao Kuangyin conquered regional kingdom
after regional kingdom, and finally succeeded in uniting practically
all of China under his rule. The resulting Song Dynasty
is usually dated from the time, Zhao Kuangyin usurped power
from his child king, 959 AD. It lasted until 1279,
when Kublai Khan established the Yuan Dynasty.
The Song
Dynasty brought to China what has been referred to as a "commercial
revolution". One of the reasons has been the introduction
of paper money, greatly facilitating trade. Cities
grew enormously, to a larger size than what existed anywhere in
Europe at the same time. The "commercial revolution"
also extended to the countryside where new agricultural techniques
were introduced.
Unlike most
of the former Chinese dynasties, the Song Dynasty didn't
die because it would have been sick inside but rather was killed
by external forces over which it had no influence. The external
forces were Mongol hordes, a scourge in most of Asia and Eastern
Europe. The Mongols had been united in 1206 by Genghis
Khan, and since then had been terrorizing neighboring nations.
Genghis Khan had taken Beijing (then NOT
the capital of China) in 1215 but his attention
has then been diverted to other parts of his vast empire, a fact
that gave the Song Dynasty a stay of execution for a few
decades. It was Genghis Khan's grandson, Kublai Khan,
who finally conquered all of China by 1279, including
the Yunnan Thai kingdom of Nanchao. Though Kublai
Khan's conquest of China was only accomplished in 1279,
the Yuan Dynasty founded by Kublai Khan is commonly
dated 1271 to 1368.
Under Kublai
Khan the Chinese empire extended as far west as Moscow
and Baghdad, too large an area to rule for an extended
period of time without modern means of communication.
The Mongols
restructured the administration of China by militarizing it. While
before the Mongol onslaught, extremely well educated Mandarins
had been the pillars of the Chinese administration, they were,
under the Mongols, replaced by people who had risen through
military ranks.
While the
Mongol ruling class soon adopted all major elements of
Chinese culture and became virtually indistinguishable
from their Chinese subjects, a difference was made politically:
all ethnic Mongols were exempted from paying taxes while
the Chinese were taxed all the more heavily. This injustice, rather
than the fact that the ruling dynasty was ethnically foreign,
was probably the main reason why the Yuan Dynasty lasted
for less than 100 years. The double tax system could be felt in
every part of the country. Who actually was emperor, was of little
interest to the average commoner. Actually, there are a number
of Chinese proverbs implying that "the emperor is far away".
While it is
a Chinese, originally Taoist, concept that a lasting
dynasty can only be established if it has a "Mandate of
Heaven", it was, and is, equally believed that when a
particular dynasty's mandate has run out, it will succumb to a
rebellion or a palace revolt. In Chinese traditional thinking,
heaven withdraws a dynasty's mandate but the actual removal
of an emperor is left to humans. The effect of this Taoist
political philosophy is simple and practical: everybody may try
his luck with a rebellion if he so wishes. If the rebellion fails,
well, then those who made an attempt obviously did not have a
"Mandate of Heaven" and were usually executed.
If, however, a rebellion succeeded, this was taken as proof that
a Mandate of Heaven actually existed. The point solely lay in
succeeding. Everybody could become emperor so long as he could
muster sufficient muscle.
Indeed, Chinese
history is riddled with rebellions, most of which, of course,
did not succeed in establishing a new dynasty on an all-Chinese,
imperial level. Nevertheless, rebel groups have often ruled a
limited area for up to a few decades, usually for as long as a
charismatic leader was at the helm.
Often, successful
leaders were ruthless to the extreme, purging potential competition
within their own ranks without shedding tears, and disposing
of enemies they got hold of in the most efficient way,
by having them killed.
Practically
all founders of new Chinese dynasties, whether they were
peasants or bandits, disloyal generals or administrators, displayed
a higher level of cruelty, and a higher level of disregard for
their subjects' lives, than their heirs. And often, the final
emperors of dynasties have been quite lenient, and rather been
interested in the arts, or their concubines,
than in oppressing their subjects.
These mechanisms
of Chinese history have been evident until the most recent
times. Mao Zedong has probably been influenced as much
by reading, and taking to heart, Chinese history, as he
has been by reading Marx, Engels and Lenin.
He likened himself to a founder of a new Chinese dynasty, as indeed,
he was. Mao Zedong may have believed that the ruthlessness
he displayed during the Great Leap Forward and the Cultural
Revolution, and his repeated purges of the Communist Party,
were necessary not so much for ideological reasons but rather
to stabilize the new dynasty, rule by himself, and later, the
Communist Party. The economic failure of the Great Leap
Forward, therefore, seemingly didn't matter much to him.
Parallels
between the Communist revolution and Mao Zedong's
ascend to power on the one side, and the founding of previous
Chinese dynasties on the other side, are more numerous than one
may first want to believe.
The whole
concept of a rebellion by the lowest classes of society is more
ingrained in Chinese social thinking than it is in European
thinking. There are few incidents in European history in
which a peasant rebellion, or even an outlaw rebellion, was the
foundation of a lasting new dynasty. In such cases, in Europe,
there had always been a lack of legitimacy, and after an historically
short interlude, the old powers were restored.
In Chinese
history, they never come back. Dynasties that have been
disposed of were so for good. Leaders of lower-class rebellions
could establish themselves as new emperors, and for as long as
a dynasty remained in power, there newer was a legitimacy problem.
And there
is another parallel between the Communist Revolution of
the 20th century and peasant rebellions of earlier periods of
time. They often followed a rather utopian ideology.
It was such
a peasant rebellion in the middle of the 14th century that defeated
the Yuan Dynasty. Leader of the rebellion was Zhu Yuanzhang,
who had been an orphan adopted into a Buddhist temple before becoming
a leader of a number of rebel groups which he united. He terminated
the Yuan Dynasty in 1368 and made himself the new
emperor, thus founding the Ming Dynasty.
When declaring
himself emperor, Zhu Yuanzhang changed his name to Hongwu.
Twice during his reign, he conducted extensive purges, especially
among the educated. More than 10,000 men of high learning and
their family members were executed.
In the early
years of the Ming Dynasty, the Chinese system of
double capitals was established, with Beijing in the north
and Nanjing in the south. Actually, Beijing, literally
translated, means nothing else but "Northern Capital",
and Nanjing "Southern Capital", Jing being
the Mandarin word for "capital", Bei for
"north", and Nan for "south".